Dunn
and Englebert Chapter 5
Regime
Types Across the Spectrum
(Review
provided by İlyas Akça
and Şeyma Erdevir
Chapter
5 Overview
Studying Africa in terms of
democracy and democratic consolidation provides us with abundant and diverse
theoretical perspectives. Since most African countries were colonized and subdued
by the West, their democratic constitutions and institutions carry the traces
of the decolonization process. Yet, the democratization of Africa is highly
fluctuated rather than stable because “formal democratic institutions proved
incompatible at the time with the rise of personal rule and neopatrimonialism”
in African countries (Dunn and Englebert, 2019). Personal rulers have led to
the unjust distribution of resources and use the power of these resources
against their opponents. Besides, a single party, single candidate, and a
single ruler system have consolidated authoritarianism. Besides
authoritarianism, neopatrimonialism has undermined the democratic consolidation
process in Africa in the sense that people were represented by someone but these
representatives are not based on elections, citizenship, or political
preferences but identity and elites that have not any interrelation with
sub-level of society in the communal system.
According to Freedom House, African
countries got dramatically low grade which is 6 in democracy scale ranging from
1indicating “perfectly democratic” to 7 indicating “completely authoritarian”.
Even if there are some exceptional democratic countries, most of the countries
striving to transition to democracy have been impeded by coups. Fortunately, in
the Cold War era, there have been significant democratization improvements in
many African countries but these improvements have not been endured because
China has occurred as a significant actor in the international arena. The USA
which is the most pro-democratic country in the world decreased its attention
to the democratization of Africa through excusing security concerns of itself
due to the implied China threat. Nevertheless, democracy has unsteadily
continued to spread into African countries. According to Freedom House’s
2005-2008 data, in contrast to eastern and central African countries, western
and southern African countries have experienced improvements in democratic
governance; but sometimes, these improvements have been interrupted by serious
bloodshed and violence.
African countries have been affected
by some problems in the way of democratization. Income is one of the underlying
factors complicating the process. Although income is a significant indicator of
democracy, this situation is not completely compatible with African countries
because there have been democratic African countries such as Benin and Cape
Verde even though they had a very low-level of income. Income has not played a
crucial role in the democratization process but the consolidation process of
democracy. Countries that are rich in terms of mineral resources have been more
likely to be authoritarian because the wealth of resources have caused them to
protect governments’ interests and fund for their “internal security”.
Ethnic diversity is another factor
that is expected to negatively affect the democratization process in African
countries but it has no significant correlation with African countries because
they have experienced various types of government ranging from authoritarianism
to democracy even though ethnic diversity has always been part of African
countries.
“Big Man” politics is another
factor. African countries have firmly tied to their cultures; therefore, they
tend to have a system that is related to “paternalism” and “personal rule”
rather than fair elections. Even if there are rulers that came to office
through elections, they have gradually transformed into authoritarian rulers
because of “Big Man syndrome” like in Côte d’Ivoire. Shortly, the cultural
structure of African countries induces rulers not to be democratic.
Finally, conflict is another
factor. Although scholars argue that conflict leads to strong and democratic
states, since this argument is made by taking European countries into account,
we cannot generalize it to African countries. In contrast, in African
countries, the conflict has resulted in undermining “the quality of political
institutions, degree of elite cohesion, and civil-military relations” (Dunn and
Englebert, 2019) which are the key parts of democratization and its
consolidation.
While African politics has a common
feature of neopatrimonialism, there are also differences between regimes and
within regimes over time. Neopatrimonial regime is the name given to the form
of the regime, where the leader has unlimited power to use the resources of the
state, on the other hand, s/he uses this power to favor his/her relatives. So
much power is concentrated in the hands of the personal ruler who puts himself
above the laws. The main feature that distinguishes this regime from other
dictatorial regimes is that the leader intentionally undermines state
institutions and keeps potential danger to his/her sovereignty away.
Neopatrimonialism might be considered as opposed to democracy but there is no
explicit evidence that neopatrimonialism prevents the improvement of survival
of democracy. Also, some scholars argue that it even advances democracy and
development. Within the case of Africa, neopatrimonialism paved the way to
create different types of transition. Thus, we might claim that the nature of
pre-existing regimes has a certain impact on the nature of the transition to
democracy. So, African transitions arise from fiscal crises rather than
reformist characteristics within the regime.
Those who suffer declining living standards are the same people who are
kept outside of the circle. There emerge a crisis of legitimacy that leads to
the rise of protest. The essential features of neopatrimonialism such as
exclusion and producing its chronic fiscal crisis are the main factor in rising
discontent as well. Punishing insiders who challenge the rulers by converting
them outsiders is very common in African politics and former regime insiders
often become leaders of many opposition movements. Unfortunately, despite
transitions to another regime neopatrimonialism finds ways to endure but in the
consolidation process, it might encounter serious opposition also. To
understand African politics, firstly we might be informed of the variations in
regime types from region to region. This variation also prompts diversity in
foreign relations. While some African countries engage in foreign relations to
seek the patronage of rich countries, offering diplomatic allegiance and
strategic benefits; some others engage in for more materialistic intentions
such as exchanging resources. In the changing conditions of the international
arena, those countries experienced shock differently. The aftermath of the Cold
War was a remarkable example of the vulnerability of different regimes to new
conditions. As Europe and the US started to focus more on its security issues,
the influence of China increased in Africa after the Cold War.
Moreover, African politics in
practice is a little bit more complicated than theoretical assumptions and
data. Either unfinished initial democratic reforms or the progressive erosion
of initially successful transitions have resulted in hybrid regimes in Africa.
In hybrid regimes, regular elections are held but generally, these are
manipulated to the interests of incumbents; some civil and political liberties
are granted but their exercises are more or less repressed; the ruling party
tends to dominate opposition parties. There are two subtypes of hybrid regimes:
semi-democratic and semi-authoritarian. Semidemocracies ‘’allow for changes in
party dominance and the alternation of the presidency.’’ In a
semi-authoritarian regime, in contrast, leaders 'do the absolute minimum to
democratize’’ and ‘’ do not allow for genuinely competitive elections.’’
Liberia, Malawi, Senegal, and Tanzania are examples of the former category; and
Angola, Burkina Faso, Kenya, Rwanda are examples of the latter one. Finally,
African democratic experiments, like democratic and political experience rest
of the World, do not have a strong security base. Indeed so, a growing
commitment to democratic ideals in Africa does not imperceptible.
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